Notice 1
《US SEC fee revision》
Dear Valued Client,
Effective from 22 May 2024 (Settlement Date, Wednesday), the U.S. Securities and Exchange Commission ("SEC") will adjust the fee rate ("SEC Fee"), typically trade date falls on May 20, 2024 Monday.
New rate: USD 27.80 per USD 1,000,000 of the aggregated dollar amount of sales of securities (i.e., the principal USD amount multiplied by 0.0000278).
Old rate: USD 8.00 per USD 1,000,000 of the aggregated dollar amount of sales of securities (i.e., the principal USD amount multiplied by 0.0000080).
For more information, please refer to https://www.sec.gov/news/press-release/2024-47
Notice 2
《Notice of shortening the US securities transaction settlement cycle》
Dear Valued Client,
According to the latest rule adopted by U.S. Securities and Exchange Commission ("SEC"), starting from 28 May 2024, in Eastern Time UTC, the standard settlement cycle of US securities will shorten from two business days after the trade date (T+2) to one business day after the trade date (T+1). Please visit SEC website for more details.
If you have any questions, please feel free to contact our Customer Service Department at the toll-free number 400 1203166 for China or the Hong Kong hotline at (852) 3983-0808.
24hours dealing desk
| Dealing: |
(852) 3983 0828 |
| Toll-free number: |
400 1203 118 |
| Email: |
Dealing-Retail@dwzq.com.hk |
Yours faithfully,
Soochow Securities International Brokerage Limited
《Internet and APP will no longer support IPO grey market trading》
Dear Valued Client,
Thank you for your continuous support of Soochow Securities International Brokerage Limited! We regret to inform you that our Internet and APP will no longer support IPO grey market trading starting from 29 May 2024.
If you want to participate in IPOs, you can still participate online.
If you want to sell IPOs in the grey market, you may call our dealing department by phone.
If you have any questions, please feel free to contact our Customer Service Department at the toll-free number 400 1203166 for China or the Hong Kong hotline at (852) 3983-0808.
24hours dealing desk
| Dealing: |
(852) 3983 0828 |
| Toll-free number: |
400 1203 118 |
| Email: |
Dealing-Retail@dwzq.com.hk |
Yours faithfully,
Soochow Securities International Brokerage Limited
《重要通知》
2023年11月10日
東吳證券（香港）提醒防止詐欺活動
東吳證券（香港）（「我司」）察覺有不法騙徒冒認我司員工或以我司名義招攬各類業務及/或投資，
更有不法騙徒以我司名義或圖象徽標建立 Whatsapp等群聊，意圖欺騙公眾並發送惡意Apps鏈結。
我司提醒，這些不法騙徒並非我司員工或代理人，如對有關人士身份存有疑問，公眾可於香港證監會網站（www.sfc.hk） 搜尋其持牌人身份，
或透過我司 官方網站或官方聯絡方式（電話號碼∶3983 0808）向我司查詢。
如有任何人士懷疑已受騙，應盡快尋求香港警務處的協助。
此致，
東吳證券（香港）金融控股有限公司
2023年11月10日
《Notice》
Dear valued client,
To further enhance our cybersecurity controls and comply with regulatory guidelines, we are conducting a system upgrade on March 29, 2024. Details are as follows:
After the system upgrade, each trading account will only be binding with 3 electronic devices at maximum through "two-factor authentication".
In case an individual trading account was bound with more than 3 electronic devices, only the most recent 3 devices would be inherited. Other devices previously bound will be disabled.
This ensures that only authorized devices can access your account information.
For detailed information regarding the regulatory guidelines, please click on the following link:
https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/intermediaries/supervision/doc?refNo=20EC58
We apologize for any inconvenience this may cause and appreciate your understanding that these measures are in place to ensure the security of your account.
If you have any questions, please feel free to contact your account manager or reach out to our Customer Service Department at 400 1203166 (toll-free within China) or +852 3983-0808 (Hong Kong telephone hotline).
Yours faithfully
Soochow Securities International Brokerage Limited
